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Number of BDs continues to decline, FINRA report shows

from ThinkAdvisor

Number of BDs continues to decline, FINRA report shows ThinkAdvisor The total number of broker-dealers registered with the Financial Industry Regulatory Authority continues to decline, falling 2.5% from 3,607 in 2018 to 3,517 in 2019, with FINRA losing 90 firms, according to FINRA’s 2020 industry snapshot report. The total number of registered representatives dropped 0.7%, with 629,529 registered reps in 2018 versus 624,674 in 2019. READ MORE

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